You trust us with your financial and other personal information; we in turn are committed to respect your privacy and safeguard that information. By adhering to the practices described herein we affirm our continuing commitment to protecting your privacy.
Collection and use of personal information
In order to provide you with customized service we collect financial and other personalized information about you from information you provide on applications or other forms (for example, your name, address, social security number and birth date) and information about your transactions with us (for example, details of transactions, account balance, and account number).
Keeping information secure
We maintain physical, electronic and procedural safeguards to protect your financial and other personal information, and we continually assess new technology with the aim of adding new safeguards to those we have in place.
Limiting employee access to information
We limit access to personally identifiable information to only those employees with a business reason to know such information.
Use of personal and financial information by us and third parties
We do not sell non-public personal information about current or former customers or their accounts to any third parties, and do not disclose such information to third parties unless necessary to process a transaction, service an account, or as otherwise permitted by law. Those who may receive this information include the companies that provide transfer agent, technology and administrative services, and printers and mailers that assist us in the distribution of investor materials. These companies will use this information for these services for which we hired them and are not permitted to use this information for any other purpose.
For questions about our policy, or for additional copies of this notice, please write RSW Investments at: 47 Maple Street, Suite 304, Summit, NJ 07901 or call us at 908-608-9600.